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CLM Capital Management LLC
provides sophisticated, institutional-level investment management services to a
select group of families, individual investors and organizations. Our mission
is to maximize bottom-line return for our clients by designing and executing
investment strategies that take into consideration not only total return, but also
the specific tax situation of each client.
Experience
CLM Capital Management LLC is a registered investment adviser whose principals
have decades of experience in investment, tax advice and finance worldwide.
Through this breadth of experience, CLM Capital Management LLC can offer
sophisticated and comprehensive solutions to its clients. Whether your primary
financial focus is as an individual, partnership, corporation or as a
not-for-profit organization, the principals of CLM Capital Management LLC can
assist you achieve your goals.
Objectivity and Independence
CLM Capital Management LLC is a fee-only advisor, committed simply to the
financial success of its clients. We are not paid commissions to sell products,
nor do we accept any monetary compensation other than our fees. We are paid
solely on the basis of assets under management. Therefore, our success is our
clients' success. Our advice in selecting investments is completely unbiased:
performance, risk, tax efficiency and trading cost are the key criteria we use
in developing and executing investment plans specifically tailored to meet each
client's objectives.
Integration
CLM Capital Management LLC prides itself on delivering an integrated investment
management service that takes into account all dimensions impacting a client's
portfolio. Taxes and estate planning are not addressed as an afterthought, but
are considered up-front in developing a sensible plan with the objective of
maximizing the client's after-tax return. If managed separately, the objectives
and decisions made for one dimension could easily interfere with the success of
another - thereby depriving an investor from maximizing his or her wealth. Only
through the careful consideration of all dimensions can long-term wealth be
created and preserved.
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D.
Bruce McNamee, CPA/PFS, CVA, co-founded CLM Capital Management LLC
in 1999 and is a Principal of Cummings Lamont & McNamee, PA.
In addition to providing investment advisory services for individuals and
organizations, Bruce has over twenty-five years' experience providing
compilation, review and audit services for businesses, as well as tax and
financial planning and consulting for individuals, corporations, partnerships,
and limited liability companies. As a Certified Valuation Analyst (CVA) he
provides business valuation services. Bruce received a BA from Colby College
and a certificate in accounting from Bentley College. Bruce has passed the NASD
Series 7 and Series 65 examinations.
Alice
Ferran, MBA, CPA/PFS, co-founded CLM Capital Management LLC in
1999 and has been providing investment advisory services for individuals and organizations, Alice has twenty years' experience providing management consulting services,including audit, tax and financial consulting for not-for-profit organizations, individuals, partnerships and corporations. Alice received a Master of Business Administration degree from the University of Maine, a Master of Arts degree from the University of Florida and a BS from Nasson College. Alice has passed the NASD Series 7 and Series 65 examinations.
Karen Searle, MST, CPA is Managing Director of Cummings Lamont & McNamee, PA, and has over twenty years experience providing tax and financial planning and consulting for individuals, corporations, partnerships, and limited liability companies. She is Past President of the Maine Society of CPA's. Karen earned a bachelors degree from Nasson College and an MS in Taxation from Bently College and has passed the NASD Series 65 examination.
Ray Bald, CPA, CFE is a Principal of Cummings Lamont & McNamee, PA, and has over twenty years experience providing estate and trust tax services, forensic accounting and fraud examinations, tax and financial panning and consulting for not-for-profit organizations, individuals, corporations, partnerships, and limited liability companies. Ray earned his BS from the University of Southern Maine and has passed the NASD Series 65 examination.
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Protecting your privacy is one of the essential principles of CLM Capital
Management LLC and its employees. We want you to understand what information we
collect and how we use it. The following policy serves as a standard for all
CLM Capital Management LLC employees for collection, use, retention, and
security of nonpublic personal information.
We collect nonpublic personal information about you from the
following sources:
- Information we receive from you in interviews, on applications or other forms, and
- Information about your transactions with us, Charles Schwab & Co., Inc., or others.
We may share nonpublic personal information with our
affiliate, Cummings Lamont & McNamee, PA, to assist them in preparing your
income tax returns or for purposes of tax planning.
"Nonpublic personal information" is nonpublic
information about you that we obtain in connection with providing a financial
service to you.
We do not disclose any nonpublic personal information about
our clients to anyone, except as permitted by law. Examples of permitted
disclosures under the law include sharing with companies that work with us to
provide you service, such as Charles Schwab & Co., Inc. or Lightport, our
internet partner. All such companies act on our behalf, are contractually
obligated to keep the information that we provide to them confidential, and use
the information only to provide the services that we have asked them to perform
for you and us.
We restrict access to nonpublic information about you to
those employees who need to know that information to provide services to you.
We maintain physical, electronic, and procedural safeguards to guard your
nonpublic personal information.
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