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CLM Capital Management LLC
provides sophisticated, institutional-level investment management services to a
select group of families, individual investors and organizations. Our mission
is to maximize bottom-line return for our clients by designing and executing
investment strategies that take into consideration not only total return, but also
the specific tax situation of each client.
Experience
CLM Capital Management LLC is a registered investment adviser whose
representatives
have decades of experience in the areas of investment, tax advice and financial
planning.
Through this breadth of experience, CLM Capital Management LLC can offer
sophisticated and comprehensive solutions to its clients.
Objectivity and Independence
CLM Capital Management LLC is a fee-only advisor, committed simply to the
financial success of its clients. We are not paid commissions to sell products,
nor do we accept any monetary compensation other than our fees. We are paid
solely on the basis of assets under management. Therefore, our success is our
clients' success. Our advice in selecting investments is completely unbiased:
performance, risk, tax efficiency and trading cost are the key criteria we use
in developing and executing investment plans specifically tailored to meet each
client's objectives.
Integration
CLM Capital Management LLC prides itself on delivering an integrated investment
management service that takes into account all dimensions impacting a client's
portfolio. Taxes and estate planning are not addressed as an afterthought, but
are considered up-front in developing a sensible plan with the objective of
maximizing the client's after-tax return. If managed separately, the objectives
and decisions made for one dimension could easily interfere with the success of
another - thereby depriving an investor from maximizing his or her wealth. Only
through the careful consideration of all dimensions can long-term wealth be
created and preserved.
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D.
Bruce McNamee, CPA/PFS, CFP®, co-founded CLM Capital Management LLC
in 1999 and serves the company as Investment Manager. In addition to providing investment advisory services for individuals and
organizations, Bruce has over twenty-five years' experience providing
tax and financial planning and consulting for individuals, corporations,
partnerships, and limited liability companies. Bruce received a BA from
Colby College and a certificate in accounting from Bentley College.
Alice
Ferran, MBA, CPA/PFS, CFP®, co-founded CLM Capital Management LLC in
1999 and has been providing investment advisory services for individuals and organizations, Alice has twenty years' experience providing management consulting
services, including audit, tax and financial consulting for not-for-profit organizations, individuals, partnerships and corporations. Alice received a Master of Business Administration degree from the University of Maine, a Master of Arts degree from the University of Florida and a BS from Nasson
College.
Karen Searle, MST, CPA is
a Principal of Cummings Lamont & McNamee, PA, and has over twenty years experience providing tax and financial planning and consulting for individuals, corporations, partnerships, and limited liability companies. She is Past President of the Maine Society of CPA's. Karen earned a bachelors degree from Nasson
College and an MS in Taxation from Bentley College.
Ray Bald, CPA, CFE is a Principal of Cummings Lamont & McNamee, PA, and has over twenty years experience providing estate and trust tax services, forensic accounting and fraud examinations, tax and financial panning and consulting for not-for-profit organizations, individuals, corporations, partnerships, and limited liability companies. Ray earned his BS from the University of Southern Maine and has passed the NASD Series 65 examination.
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Protecting your privacy is one of
the essential principles of CLM
Capital Management LLC and its
employees. We want you to
understand what information we
collect and how we use it. The
following policy serves as a
standard for all CLM Capital
Management LLC employees for
collection, use, retention, and
security of nonpublic personal
information.
We collect nonpublic personal
information about you from the
following sources:
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Information we receive from you
in interviews, on applications or
other forms, and
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Information about your
transactions with us, Charles
Schwab & Co., Inc., or others.
We may share nonpublic personal
information with Cummings Lamont &
McNamee, P.A., but only if that
company prepares your income tax
returns.
“Nonpublic
personal information” is nonpublic
information about you that we obtain
in connection with providing a
financial service to you.
We do not disclose any nonpublic
personal information about our
former or current clients to anyone,
except as permitted by law.
Examples of permitted disclosures
under the law include sharing with
companies that work with us to
provide you service, such as Charles
Schwab & Co., who is contractually
obligated to keep the information
that we provide to them
confidential, and use the
information only to provide the
services that we have asked them to
perform for you and us.
We restrict access to nonpublic
information about you to those
employees who need to know that
information to provide services to
you. We maintain physical,
electronic, and procedural
safeguards to guard your nonpublic
personal information.
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